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Detailed Report
CAROLYN MENDELSSOHN DRAKE
CAROLYN CECIL, CAROLYN CECIL FELTNER, CAROLYN MCNEELEY, CAROLYN MENDELSSOHN, CAROLYN MENDELSSOHN-DRAKE…
CRD#: 2424933
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 8807 TWO NOTCH RD
STE G
COLUMBIA, SC 29223
Registration History
1995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2011 - Present (13 years)BPFS INVESTMENTS INC. (CRD# 10111)1996 - Present (29 years)BPFS INVESTMENTS INC. (CRD# 10111)1994 - 1995 (1 year)
Disclosure(s)
View By:
7/12/2016
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 1/25/2023
B
Minnesota 1/18/2013
B
Arkansas 3/10/2021
B
Missouri 3/5/2018
B
Florida 7/22/2008
B
North Carolina 7/2/2003
B
Georgia 1/2/2004
B
Ohio 2/10/2020
B
Indiana 7/28/2011
B
South Carolina 1/31/1996
B
Kentucky 6/4/2003
IA
South Carolina 6/30/2011
B
Maryland 5/20/2008
B
Virginia 7/22/1997
B
Massachusetts 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
8807 TWO NOTCH RD STE G, COLUMBIA, SC 29223
LUGOFF, SC
Registered with this firm since 6/30/2011
B
PFS INVESTMENTS INC. (CRD#:10111)
8807 TWO NOTCH RD STE G, COLUMBIA, SC 29223
LUGOFF, SC
Registered with this firm since 1/26/1996
Previous Registration(s)
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B
 01/18/1994 - 12/01/1995 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.