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Detailed Report
Edward A Mora
EDWARD ANDREW MORA, EDWARD MORA
CRD#: 2424924
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 18300 Von Karman Ave
Irvine, CA 92612
Registration History
19952000200520102015202020252 FIRMS2010 - 2020 (9 years)2 FIRMS2022 - 2023 (1 year)2 FIRMS2024 - Present (<1 year)BINVESTORS CAPITAL CORP. (CRD# 30613)1996 - 1998 (2 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1996 - 1996 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1994 - 1995 (1 year)BFORTIS INVESTORS, INC. (CRD# 421)1994 - 1994 (<1 year)
License(s)

State Registrations

B
California 9/3/2024
IA
California 9/3/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
18300 Von Karman Ave, Irvine, CA 92612
Registered with this firm since 9/3/2024
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
18300 Von Karman Ave, Irvine, CA 92612
Registered with this firm since 9/3/2024
Previous Registration(s)
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B
 08/19/2022 - 10/24/2023 BNY MELLON SECURITIES CORPORATION (CRD#:231) NEWPORT BEACH, CA
IA
 08/15/2022 - 06/13/2023 BNY MELLON SECURITIES CORPORATION (CRD#:231) NEWPORT BEACH, CA
IA
 12/23/2010 - 09/14/2020 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) NEWPORT BEACH, CA
B
 11/12/2010 - 09/14/2020 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) NEWPORT BEACH, CA
B
 10/24/1996 - 11/30/1998 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
B
 03/04/1996 - 10/15/1996 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
B
 01/31/1994 - 02/06/1995 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 01/11/1994 - 02/17/1994 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.