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KEVIN JOHN DEANGELIS
kevin j deangelis
CRD#: 2423942
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 Tiverton, RI
Registration History
19952000200520102015202020252 FIRMS1994 - 1995 (1 year)2 FIRMS2011 - 2020 (9 years)2 FIRMS2020 - Present (4 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)1997 - 2011 (13 years)BFIS SECURITIES, INC. (CRD# 30533)1996 - 1997 (1 year)B440 FINANCIAL DISTRIBUTORS, INC. (CRD# 31334)1995 - 1995 (<1 year)IACCO INVESTMENT SERVICES CORP. (CRD# 39550)1999 - 2011 (12 years)
Disclosure(s)
View By:
1/27/2023
Customer Dispute
Pending
9/7/2021
Regulatory
Final
9/3/2020
Employment Separation After Allegations
3/20/2006
Customer Dispute
Denied
1/24/2005
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
North Carolina 5/19/2021

IA
Rhode Island 9/25/2020

B
Pennsylvania 11/19/2020

B
Utah 1/25/2021

B
Rhode Island 9/25/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Tiverton, RI
1000 CHAPEL VIEW BLVD STE 250, CRANSTON, RI 02920-3067
Registered with this firm since 9/25/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Tiverton, RI
1000 CHAPEL VIEW BLVD STE 250, CRANSTON, RI 02920-3067
Registered with this firm since 9/25/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/07/2011 - 09/04/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WARWICK, RI
B
02/07/2011 - 09/04/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WARWICK, RI
IA
01/08/1999 - 02/08/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) WARWICK, RI
B
11/07/1997 - 02/08/2011 CCO INVESTMENT SERVICES CORP. (CRD#:39550) WARWICK, RI
B
01/02/1996 - 11/04/1997 FIS SECURITIES, INC. (CRD#:30533) BOSTON, MA
B
05/15/1995 - 12/31/1995 440 FINANCIAL DISTRIBUTORS, INC. (CRD#:31334) PORTLAND, ME
B
02/11/1994 - 05/12/1995 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
02/11/1994 - 05/12/1995 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.