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Detailed Report
DAVID LAWRENCE STRULOWITZ
CRD#: 2423722
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 8170 MCCORMICK BLVD
STE 219
SKOKIE, IL 60076
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 8170 MCCORMICK BLVD
SUITE 219
SKOKIE, IL 60076
Registration History
19952000200520102015202020252 FIRMS2012 - Present (12 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2011 - 2011 (<1 year)BGENWORTH FINANCIAL SECURITIES ... (CRD# 10358)1996 - 2011 (14 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1993 - 1996 (3 years)IAFORUM FINANCIAL MANAGEMENT, LLC (CRD# 145706)2010 - 2013 (2 years)IAGENWORTH FINANCIAL ADVISERS CO... (CRD# 105644)1998 - 2011 (13 years)
License(s)

State Registrations

B
Florida 10/30/2023
B
Texas 8/23/2023
B
Illinois 12/13/2012
IA
Texas 8/23/2023
IA
Illinois 12/13/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
8170 MCCORMICK BLVD STE 219, SKOKIE, IL 60076
Registered with this firm since 12/13/2012
B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
8170 MCCORMICK BLVD SUITE 219, SKOKIE, IL 60076
Registered with this firm since 12/13/2012
Previous Registration(s)
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IA
 03/11/2010 - 02/04/2013 FORUM FINANCIAL MANAGEMENT, LLC (CRD#:145706) SKOKIE, IL
B
 02/28/2011 - 11/03/2011 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) SKOKIE, IL
IA
 02/16/1998 - 03/01/2011 GENWORTH FINANCIAL ADVISERS CORPORATION (CRD#:105644) SKOKIE, IL
B
 12/02/1996 - 03/01/2011 GENWORTH FINANCIAL SECURITIES CORPORATION (CRD#:10358) SKOKIE, IL
B
 11/24/1993 - 12/04/1996 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.