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Detailed Report
DAVID DOUGLAS BETZ
CRD#: 2423285
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 309 NORTH 5TH STREET
SUITE C
SUNBURY, PA 17801-2003
Registration History
1995200020052010201520202025IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2006 - Present (18 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)1994 - Present (31 years)
License(s)

State Registrations

B
Alabama 1/3/2007
B
Michigan 10/28/2019
B
Arizona 6/22/2005
B
Minnesota 7/25/2019
B
California 1/3/2007
B
Missouri 1/22/2025
IA
California 7/7/2009
B
Montana 8/11/2020
B
Colorado 1/3/2007
B
New Jersey 2/2/2001
B
Connecticut 1/3/2007
IA
New Jersey 9/16/2009
B
Delaware 9/8/2010
B
New York 3/9/1999
B
District of Columbia 7/25/2019
B
North Carolina 6/9/2000
B
Florida 4/25/2005
B
Ohio 1/12/2007
B
Georgia 1/26/2001
B
Oregon 10/29/2020
B
Hawaii 8/31/2009
B
Pennsylvania 3/18/1994
B
Idaho 7/25/2019
IA
Pennsylvania 5/26/2006
B
Illinois 7/25/2019
B
Rhode Island 11/16/2023
B
Indiana 11/6/1997
B
South Carolina 3/18/2005
B
Iowa 7/2/2019
B
Tennessee 10/15/2018
B
Kentucky 1/3/2007
B
Texas 6/16/1999
B
Louisiana 11/27/2023
IA
Texas 4/19/2011
B
Maine 7/1/2009
B
Vermont 7/9/2008
B
Maryland 1/1/1998
B
Virginia 7/13/1999
B
Massachusetts 10/2/2018
B
West Virginia 4/2/2018

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
309 NORTH 5TH STREET SUITE C, SUNBURY, PA 17801-2003
Registered with this firm since 5/26/2006
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
309 NORTH 5TH STREET SUITE C, SUNBURY, PA 17801-2003
Registered with this firm since 3/8/1994
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.