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Detailed Report
MICHAEL WILLIS SHRAUDER
MIKE SHRAUDER
CRD#: 2423283
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7591 SOMERSET CROSSING DR
GAINESVILLE, VA 20155
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2004 - Present (20 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BFERRIS, BAKER WATTS INCORPORATED (CRD# 285)1994 - 2003 (9 years)
License(s)

State Registrations

B
Arizona 1/18/2019
B
New York 9/19/2003
B
California 11/19/2015
B
North Carolina 12/18/2003
B
Connecticut 11/3/2023
B
Ohio 9/19/2003
B
Delaware 6/28/2018
B
Pennsylvania 9/19/2003
B
District of Columbia 9/19/2003
B
South Carolina 9/6/2016
B
Florida 9/19/2003
B
Texas 9/16/2024
B
Georgia 1/2/2015
IA
Texas 9/16/2024
B
Illinois 7/9/2014
B
Virginia 9/19/2003
B
Maine 7/31/2017
IA
Virginia 5/25/2004
B
Maryland 9/19/2003
B
West Virginia 3/8/2005
B
Nevada 8/19/2014
B
Wisconsin 2/16/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7591 SOMERSET CROSSING DR, GAINESVILLE, VA 20155
Registered with this firm since 5/25/2004
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7591 SOMERSET CROSSING DR, GAINESVILLE, VA 20155
Registered with this firm since 9/19/2003
Previous Registration(s)
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B
 03/02/1994 - 09/19/2003 FERRIS, BAKER WATTS INCORPORATED (CRD#:285) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.