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Detailed Report
ROBERT C VOTRUBA
ROBERT CARL VOTRUBA
CRD#: 2423252
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 900 STEWART AVENUE
SUITE 500
GARDEN CITY, NY 11530
Registration History
1995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - Present (23 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2000 - Present (24 years)BTD WATERHOUSE INVESTOR SERVICE... (CRD# 7870)1994 - 2000 (6 years)BROYCE INVESTMENT GROUP, INC. (CRD# 10494)1993 - 1994 (<1 year)
License(s)

State Registrations

B
Alabama 1/16/2017
IA
Missouri 10/22/2014
IA
Alabama 1/19/2017
B
Montana 3/22/2007
B
Alaska 3/2/2009
IA
Montana 11/8/2013
IA
Alaska 8/30/2013
B
Nebraska 1/16/2017
B
Arizona 7/24/2000
IA
Nebraska 1/17/2017
IA
Arizona 2/4/2008
B
Nevada 3/22/2007
B
Arkansas 2/28/2001
IA
Nevada 1/30/2017
IA
Arkansas 2/15/2017
B
New Hampshire 8/15/2000
B
California 7/24/2000
IA
New Hampshire 1/17/2017
IA
California 1/2/2014
B
New Jersey 7/17/2000
B
Colorado 7/24/2000
IA
New Jersey 1/16/2003
IA
Colorado 7/25/2012
B
New Mexico 1/16/2017
B
Connecticut 7/17/2000
IA
New Mexico 1/17/2017
IA
Connecticut 1/22/2002
B
New York 7/17/2000
B
Delaware 7/24/2000
IA
New York 4/16/2021
IA
Delaware 1/23/2017
B
North Carolina 7/24/2000
B
District of Columbia 2/28/2001
IA
North Carolina 7/16/2014
IA
District of Columbia 12/16/2008
B
North Dakota 2/28/2001
B
Florida 7/17/2000
IA
North Dakota 1/24/2017
IA
Florida 1/22/2003
B
Ohio 3/1/2001
B
Georgia 8/15/2000
IA
Ohio 1/17/2017
IA
Georgia 8/19/2009
B
Oklahoma 1/16/2017
B
Hawaii 4/8/2009
IA
Oklahoma 1/24/2017
IA
Hawaii 8/1/2017
B
Oregon 1/16/2017
B
Idaho 1/16/2017
IA
Oregon 1/17/2017
IA
Idaho 1/17/2017
B
Pennsylvania 7/24/2000
B
Illinois 7/24/2000
IA
Pennsylvania 4/7/2011
IA
Illinois 9/14/2001
B
Rhode Island 7/25/2000
B
Indiana 7/24/2000
IA
Rhode Island 1/17/2017
IA
Indiana 1/17/2017
B
South Carolina 7/24/2000
B
Iowa 1/16/2017
IA
South Carolina 1/7/2004
IA
Iowa 1/23/2017
B
South Dakota 2/28/2001
B
Kansas 2/28/2001
IA
South Dakota 1/19/2017
IA
Kansas 1/31/2017
B
Tennessee 4/19/2007
B
Kentucky 5/1/2012
B
Texas 7/17/2000
IA
Kentucky 1/17/2017
IA
Texas 10/23/2009
B
Louisiana 7/27/2000
B
Utah 1/16/2017
IA
Louisiana 1/17/2017
IA
Utah 1/17/2017
B
Maine 5/10/2007
B
Vermont 7/24/2000
IA
Maine 2/13/2015
IA
Vermont 1/19/2017
B
Maryland 7/24/2000
B
Virginia 7/25/2000
IA
Maryland 8/28/2007
IA
Virginia 1/13/2017
B
Massachusetts 7/24/2000
B
Washington 7/24/2000
IA
Massachusetts 10/18/2006
IA
Washington 7/25/2016
B
Michigan 1/16/2017
B
West Virginia 1/16/2017
IA
Michigan 1/18/2017
IA
West Virginia 1/18/2017
B
Minnesota 3/1/2001
B
Wisconsin 8/15/2000
IA
Minnesota 1/22/2017
IA
Wisconsin 1/17/2017
B
Mississippi 1/16/2017
B
Wyoming 1/21/2010
IA
Mississippi 1/19/2017
IA
Wyoming 7/25/2017
B
Missouri 11/7/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
900 STEWART AVENUE SUITE 500, GARDEN CITY, NY 11530
261 MADISON AVENUE 27TH FLOOR, NEW YORK, NY 10016
Registered with this firm since 9/14/2001
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
900 STEWART AVENUE SUITE 500, GARDEN CITY, NY 11530
261 MADISON AVENUE 27TH FLOOR, NEW YORK, NY 10016
Registered with this firm since 7/17/2000
Previous Registration(s)
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B
 05/13/1994 - 07/13/2000 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
B
 11/24/1993 - 03/09/1994 ROYCE INVESTMENT GROUP, INC. (CRD#:10494) WOODBURY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.