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Detailed Report
WILLIAM FLETCHER DAVIS
CRD#: 2423130
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 35 NORTH LAKE AVENUE
SUITE 800
PASADENA, CA 91101
Registration History
19952000200520102015202020252 FIRMS2014 - Present (10 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1994 - 2014 (20 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)1999 - 2014 (14 years)
License(s)

State Registrations

B
California 8/15/2014
IA
California 8/15/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
35 NORTH LAKE AVENUE SUITE 800, PASADENA, CA 91101
Yorba Linda, CA
Registered with this firm since 8/15/2014
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
35 NORTH LAKE AVENUE SUITE 800, PASADENA, CA 91101
Yorba Linda, CA
Registered with this firm since 8/15/2014
Previous Registration(s)
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IA
 08/23/1999 - 07/21/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) TORRANCE, CA
B
 01/13/1994 - 07/16/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) TORRANCE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.