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ROBERT ERWIN GALLAGHER
CRD#: 2423072
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 770 TAMALPAIS DR STE 400
CORTE MADERA, CA 94925
Registration History
19952000200520102015202020252 FIRMS2005 - 2009 (4 years)2 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY DW INC. (CRD# 7556)1993 - 2005 (11 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2005 (6 years)
Disclosure(s)
View By:
6/30/1998
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 6/6/2014

B
New York 9/20/2021

IA
California 6/6/2014

B
North Carolina 9/20/2021

B
Florida 7/13/2022

B
Ohio 3/24/2023

B
Massachusetts 6/6/2014

B
Oregon 11/10/2020

B
Nevada 6/23/2014

B
Virginia 4/23/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
770 TAMALPAIS DR STE 400, CORTE MADERA, CA 94925
Registered with this firm since 6/6/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
770 TAMALPAIS DR STE 400, CORTE MADERA, CA 94925
Registered with this firm since 6/6/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 06/10/2014 MORGAN STANLEY (CRD#:149777) SAN RAFAEL, CA
B
06/01/2009 - 06/10/2014 MORGAN STANLEY (CRD#:149777) SAN RAFAEL, CA
IA
06/24/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN RAFAEL, CA
B
06/24/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN RAFAEL, CA
IA
11/02/1998 - 06/27/2005 MORGAN STANLEY (CRD#:7556) SAN RAFAEL, CA
B
12/16/1993 - 06/27/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.