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Detailed Report
RONALD EUGENE FISHER JR
RON FISHER
CRD#: 2420612
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 35 Fulford Avenue, Suite 100
Bel Air, MD 21014
LPL FINANCIAL LLCCRD#: 6413 35 FULFORD AVE STE 100
BEL AIR, MD 21014
Registration History
1995200020052010201520202025IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2012 - Present (12 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - Present (13 years)BINVESTORS CAPITAL CORP. (CRD# 30613)2006 - 2011 (5 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2002 - 2006 (4 years)BWMA SECURITIES, INC. (CRD# 32625)1994 - 2002 (7 years)BPFS INVESTMENTS INC. (CRD# 10111)1993 - 1994 (<1 year)IARESEARCH FINANCIAL STRATEGIES (CRD# 153247)2011 - 2012 (<1 year)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2007 - 2011 (4 years)
Disclosure(s)
View By:
2/23/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Delaware 3/29/2012
B
New York 12/18/2019
B
District of Columbia 3/5/2013
B
North Carolina 5/11/2023
B
Florida 12/18/2019
B
Pennsylvania 7/8/2019
B
Georgia 7/8/2020
B
South Carolina 12/18/2019
B
Hawaii 12/5/2011
B
Texas 5/3/2022
B
Maryland 12/5/2011
IA
Texas 8/1/2024
IA
Maryland 7/31/2012
B
Virginia 11/9/2012
B
New Jersey 10/3/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
35 Fulford Avenue, Suite 100, Bel Air, MD 21014
Registered with this firm since 7/31/2012
B
LPL FINANCIAL LLC (CRD#:6413)
35 FULFORD AVE STE 100, BEL AIR, MD 21014
Registered with this firm since 12/5/2011
Previous Registration(s)
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IA
 12/13/2011 - 08/03/2012 RESEARCH FINANCIAL STRATEGIES (CRD#:153247) NOTTINGHAM, MD
IA
 06/28/2007 - 11/22/2011 INVESTORS CAPITAL ADVISORY (CRD#:30613) NOTTINGHAM, MD
B
 09/12/2006 - 11/22/2011 INVESTORS CAPITAL CORP. (CRD#:30613) NOTTINGHAM, MD
B
 02/05/2002 - 09/25/2006 H.D. VEST INVESTMENT SERVICES (CRD#:13686) BALTIMORE, MD
B
 07/18/1994 - 02/20/2002 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
B
 11/17/1993 - 07/11/1994 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.