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DANA L PAYNE
DANA LYNNE MALAY, DANA LYNNE PAYNE
CRD#: 2420431
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 9200 WEST UNION HILLS DRIVE
SUITE 102
PEORIA, AZ 85382
Registration History
1995200020052010201520202025IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2014 - Present (10 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2011 - Present (13 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2009 - 2010 (1 year)BAMERIPRISE ADVISOR SERVICES, INC. (CRD# 5979)2007 - 2009 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - 2007 (1 year)BPIPER JAFFRAY & CO. (CRD# 665)1999 - 2006 (6 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1999 (4 years)BINVESTMENT MANAGEMENT & RESEAR... (CRD# 6694)1994 - 1995 (<1 year)
License(s)

State Registrations

B
Arizona 4/8/2011

IA
Arizona 4/15/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
9200 WEST UNION HILLS DRIVE SUITE 102, PEORIA, AZ 85382
Surprise, AZ
Registered with this firm since 4/15/2014

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
9200 WEST UNION HILLS DRIVE SUITE 102, PEORIA, AZ 85382
Surprise, AZ
Registered with this firm since 4/8/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/05/2009 - 12/09/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SUN CITY, AZ
B
08/27/2007 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) SUN CITY, AZ
B
08/12/2006 - 09/10/2007 UBS FINANCIAL SERVICES INC. (CRD#:8174) SURPRISE, AZ
B
10/01/1999 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) SURPRISE, AZ
B
03/06/1995 - 10/11/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
08/23/1994 - 02/02/1995 INVESTMENT MANAGEMENT & RESEARCH, INC (CRD#:6694) ST. PETERSBURG, FL
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B
Broker
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Investment Adviser
Disclosures
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