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TERESA JO STEELE
TERRI JO STEELE
CRD#: 2420180
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 14810 E 42ND ST SOUTH
INDEPENDENCE, MO 64055
CETERA ADVISORS LLCCRD#: 10299 14810 E 42ND ST SOUTH
Independence, MO 64055
Registration History
19952000200520102015202020252 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)2015 - 2017 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2015 (5 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)2003 - 2009 (6 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2001 - 2003 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1995 - 2001 (6 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1993 - 1995 (1 year)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2017 - 2017 (<1 year)IALPL FINANCIAL CORPORATION (CRD# 6413)2009 - 2010 (<1 year)IAMUTUAL SERVICE CORPORATION (CRD# 4806)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 11/26/2024

B
Nevada 11/26/2024

B
Arizona 11/26/2024

B
North Carolina 12/9/2024

B
California 11/26/2024

B
Ohio 11/26/2024

B
Florida 11/26/2024

B
Oregon 11/26/2024

B
Indiana 11/26/2024

B
South Carolina 11/26/2024

B
Iowa 11/26/2024

B
Texas 11/26/2024

B
Kansas 11/26/2024

IA
Texas 11/26/2024

B
Massachusetts 11/26/2024

B
Utah 11/26/2024

B
Missouri 11/26/2024

B
Washington 12/4/2024

IA
Missouri 11/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
14810 E 42ND ST SOUTH, INDEPENDENCE, MO 64055
Registered with this firm since 11/26/2024

B
CETERA ADVISORS LLC (CRD#:10299)
14810 E 42ND ST SOUTH, Independence, MO 64055
Registered with this firm since 11/26/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/19/2024 - 12/03/2024 OSAIC WEALTH, INC. (CRD#:23131) INDEPENDENCE, MO
B
01/19/2024 - 12/03/2024 OSAIC WEALTH, INC. (CRD#:23131) INDEPENDENCE, MO
IA
10/16/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) INDEPENDENCE, MO
B
10/16/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) INDEPENDENCE, MO
IA
01/09/2017 - 10/23/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) Independence, MO
B
02/17/2015 - 10/23/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) Independence, MO
B
09/08/2009 - 03/02/2015 LPL FINANCIAL LLC (CRD#:6413) INDEPENDENCE, MO
IA
09/08/2009 - 01/11/2010 LPL FINANCIAL CORPORATION (CRD#:6413) INDEPENDENCE, MO
IA
04/22/2009 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) INDEPENDENCE, MO
B
05/02/2003 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) INDEPENDENCE, MO
B
04/17/2001 - 05/08/2003 PARK AVENUE SECURITIES LLC (CRD#:46173) NEW YORK, NY
B
02/16/1995 - 04/12/2001 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
12/03/1993 - 01/17/1995 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.