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JEREMY SAMUEL ELLIOTT
CRD#: 2419751
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 80 International Drive
Suite 425
GREENVILLE, SC 29615
Suite 425
GREENVILLE, SC 29615
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 300 Executive Center Dr
Suite 103
GREENVILLE, SC 29615
Suite 103
GREENVILLE, SC 29615
0
Disclosures
24
Years of Experience
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State Registrations
B
South Carolina 5/3/2012
IA
Texas 7/26/2023
IA
South Carolina 4/18/2016
SRO Registrations
B
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IA
Registered with this firm since 4/18/2016
B
Registered with this firm since 5/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/03/2012 - 09/22/2016 | GREENVILLE, SC | |
IA | 06/29/2009 - 05/31/2012 | GREENVILLE, SC | |
B | 01/29/2009 - 05/31/2012 | GREENVILLE, SC | |
IA | 01/10/2003 - 06/26/2009 | GREENVILLE , SC | |
B | 01/26/2007 - 02/04/2009 | GREENVILLE, SC | |
B | 05/31/2005 - 02/16/2007 | GREENVILLE, SC | |
B | 12/06/2000 - 05/11/2005 | COLUMBUS, OH | |
B | 10/09/2002 - 12/16/2004 | GREENVILLE, SC | |
B | 12/02/1993 - 07/07/1994 |
GREENVILLE , SC
01/10/2003 - 06/26/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.