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Detailed Report
ANGELA KAY WASCOM GANTT
ANGELA KAY GANTT, ANGELA KAY WASCOM
CRD#: 2419648
IA
Investment Adviser
B
Broker
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 50 HUDSON YARDS
NEW YORK, NY 10001
BLACKROCK INVESTMENTS, LLCCRD#: 38642 50 HUDSON YARDS
NEW YORK, NY 10001
Registration History
1995200020052010201520202025IABLACKROCK FINANCIAL MANAGEMENT... (CRD# 107105)2007 - Present (18 years)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2006 - Present (18 years)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 107622)2006 - 2006 (<1 year)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2001 - 2006 (4 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)2000 - 2001 (1 year)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1997 - 1999 (2 years)BSMITH BARNEY INC. (CRD# 7059)1993 - 1997 (3 years)
License(s)

State Registrations

B
Alabama 6/28/2021
B
Nevada 6/28/2021
B
Alaska 6/28/2021
B
New Hampshire 6/28/2021
B
Arizona 6/28/2021
B
New Jersey 6/4/2014
B
Arkansas 6/28/2021
B
New Mexico 6/28/2021
B
California 6/28/2021
B
New York 11/30/2006
B
Colorado 6/28/2021
IA
New York 1/27/2022
B
Connecticut 6/28/2021
B
North Carolina 6/28/2021
B
Delaware 6/28/2021
B
North Dakota 6/28/2021
B
District of Columbia 6/28/2021
B
Ohio 6/28/2021
B
Florida 6/28/2021
B
Oklahoma 11/30/2006
B
Georgia 6/28/2021
B
Oregon 6/28/2021
B
Hawaii 6/28/2021
B
Pennsylvania 6/28/2021
B
Idaho 6/28/2021
B
Puerto Rico 3/6/2023
B
Illinois 6/28/2021
B
Rhode Island 6/28/2021
B
Indiana 6/28/2021
B
South Carolina 6/28/2021
B
Iowa 6/28/2021
B
South Dakota 6/28/2021
B
Kansas 6/28/2021
B
Tennessee 3/6/2023
B
Kentucky 6/28/2021
B
Texas 11/30/2006
B
Louisiana 2/24/2016
IA
Texas 3/28/2016
B
Maine 6/28/2021
B
Utah 6/28/2021
B
Maryland 6/28/2021
B
Vermont 6/28/2021
B
Massachusetts 6/28/2021
B
Virgin Islands 3/6/2023
B
Michigan 6/28/2021
B
Virginia 6/28/2021
B
Minnesota 6/28/2021
B
Washington 6/28/2021
B
Mississippi 6/28/2021
B
West Virginia 6/28/2021
B
Missouri 6/28/2021
B
Wisconsin 6/28/2021
B
Montana 6/28/2021
B
Wyoming 6/28/2021
B
Nebraska 6/28/2021

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105)
50 HUDSON YARDS, NEW YORK, NY 10001
Registered with this firm since 2/27/2007
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
50 HUDSON YARDS, NEW YORK, NY 10001
Registered with this firm since 11/30/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/01/2006 - 11/09/2006 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) NEW YORK CITY, NY
B
 07/05/2001 - 04/01/2006 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
B
 03/07/2000 - 06/08/2001 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 02/26/1997 - 12/31/1999 TOWER SQUARE SECURITIES, INC. (CRD#:833) EL SEGUNDO, CA
B
 12/02/1993 - 03/14/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.