Individual Firm
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BRIAN PATRICK JACOBS
CRD#: 2419396
IA
B
MORGAN STANLEYCRD#: 149777 24300 TOWN CENTER DR.
SUITE 200
VALENCIA, CA 91355
SUITE 200
VALENCIA, CA 91355
0
Disclosures
31
Years of Experience
View By:
State Registrations
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Alabama 5/13/2022
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 7/15/2021
B
Arkansas 1/26/2011
B
New York 6/14/2010
B
California 6/1/2009
B
North Carolina 1/5/2021
IA
California 6/1/2009
B
Ohio 5/21/2024
B
Colorado 7/14/2009
B
Oregon 6/1/2009
B
Florida 6/1/2009
B
South Carolina 6/12/2024
B
Georgia 6/1/2009
B
Tennessee 4/12/2019
B
Idaho 6/1/2009
B
Texas 6/1/2009
B
Illinois 1/5/2021
IA
Texas 3/3/2020
B
Kentucky 10/4/2023
B
Utah 6/1/2009
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 11/13/2019
B
Washington 5/13/2022
B
Michigan 6/1/2009
B
Wisconsin 5/13/2022
SRO Registrations
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B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/05/2008 - 06/01/2009 | SHERMAN OAKS, CA | |
B | 11/04/2008 - 06/01/2009 | SHERMAN OAKS, CA | |
IA | 04/02/2007 - 11/05/2008 | VALENCIA, CA | |
B | 04/02/2007 - 11/05/2008 | VALENCIA, CA | |
IA | 07/08/1997 - 04/02/2007 | VALENCIA, CA | |
B | 12/15/1993 - 04/02/2007 | VALENCIA, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.