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SUSAN FINNEGAN BEARD
SUSAN ELIZABETH BEARD, SUSAN FINNEGAN
CRD#: 2419098
IA
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JANNEY MONTGOMERY SCOTT LLCCRD#: 463 475 Kilvert Street
Suite 330
Warwick, RI 02886
Suite 330
Warwick, RI 02886
0
Disclosures
30
Years of Experience
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State Registrations
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Alabama 9/6/2017
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New Jersey 9/6/2017
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Alaska 9/6/2017
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New York 9/6/2017
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Arizona 9/6/2017
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North Carolina 9/6/2017
B
California 9/6/2017
B
Ohio 9/6/2017
B
Colorado 9/6/2017
B
Oregon 9/6/2017
B
Connecticut 9/6/2017
B
Pennsylvania 9/6/2017
B
District of Columbia 9/6/2017
B
Rhode Island 9/6/2017
B
Florida 9/6/2017
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Rhode Island 9/6/2017
B
Georgia 9/6/2017
B
South Carolina 9/6/2017
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Hawaii 9/6/2017
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Tennessee 9/6/2017
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Illinois 9/6/2017
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Texas 9/6/2017
B
Indiana 9/6/2017
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Texas 9/6/2017
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Maine 9/6/2017
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Utah 9/6/2017
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Maryland 9/6/2017
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Vermont 9/6/2017
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Massachusetts 9/6/2017
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Virgin Islands 9/6/2017
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Michigan 9/6/2017
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Virginia 9/6/2017
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Minnesota 9/6/2017
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Washington 9/6/2017
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Missouri 9/6/2017
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Wyoming 9/6/2017
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New Hampshire 9/6/2017
SRO Registrations
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Registered with this firm since 9/6/2017
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Registered with this firm since 9/6/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/30/2007 - 09/07/2017 | PROVIDENCE, RI | |
B | 03/08/2006 - 09/07/2017 | PROVIDENCE, RI | |
B | 10/31/1994 - 03/08/2006 | HARTFORD, CT |
PROVIDENCE, RI
04/30/2007 - 09/07/2017
PROVIDENCE, RI
03/08/2006 - 09/07/2017
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.