Individual Firm
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LINDA MARIE HOLMBERG
LINDA MARIE BERTOLOZZI, LINDA M HOLMBERG
CRD#: 2418722
IA
B
MORGAN STANLEYCRD#: 149777 4300 East 53rd Street
Suite 300
Davenport, IA 52807
Suite 300
Davenport, IA 52807
0
Disclosures
31
Years of Experience
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State Registrations
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Arizona 10/6/2015
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Missouri 10/7/2022
B
Arkansas 5/25/2012
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Montana 6/20/2016
B
California 10/6/2015
B
Nebraska 10/6/2015
B
Colorado 12/7/2016
B
North Dakota 5/30/2024
B
Connecticut 10/17/2024
B
Ohio 1/5/2011
B
District of Columbia 9/1/2020
B
South Carolina 12/1/2023
B
Florida 6/1/2009
B
South Dakota 10/7/2019
B
Georgia 10/31/2018
B
Tennessee 6/13/2019
B
Illinois 6/1/2009
B
Texas 1/4/2011
B
Indiana 6/22/2012
IA
Texas 1/19/2011
B
Iowa 6/1/2009
B
Virginia 6/1/2009
IA
Iowa 6/1/2009
B
Washington 8/24/2021
B
Kentucky 10/28/2024
B
Wisconsin 3/10/2016
B
Michigan 1/29/2024
B
Wyoming 10/24/2017
B
Minnesota 1/4/2011
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2009 - 06/01/2009 | DAVENPORT, IA | |
B | 05/08/2009 - 06/01/2009 | DAVENPORT, IA | |
IA | 10/23/1998 - 05/11/2009 | DAVENPORT, IA | |
B | 11/29/1993 - 05/11/2009 | DAVENPORT, IA |
DAVENPORT, IA
10/23/1998 - 05/11/2009
DAVENPORT, IA
11/29/1993 - 05/11/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.