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Detailed Report
JUSTIN DANIEL LAMONICA
CRD#: 2417732
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1011 WARRENVILLE RD STE 155
LISLE, IL 60532
Registration History
1985199019952000200520102015202020252 FIRMS1994 - 2005 (10 years)2 FIRMS2005 - 2008 (3 years)2 FIRMS2008 - 2018 (10 years)2 FIRMS2018 - Present (6 years)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1994 - 1994 (<1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2000 - 2005 (5 years)
Disclosure(s)
View By:
4/16/1984
Criminal
Final Disposition
License(s)

State Registrations

B
California 8/22/2018
B
New York 3/16/2020
B
Florida 8/22/2018
B
North Carolina 2/28/2019
B
Illinois 8/22/2018
B
South Carolina 6/22/2021
IA
Illinois 8/22/2018
B
Texas 9/5/2018
B
Indiana 8/22/2018
IA
Texas 9/5/2018
B
Iowa 8/22/2018
B
Washington 10/9/2024
B
Maryland 8/22/2018
B
Wisconsin 8/22/2018
B
Michigan 10/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1011 WARRENVILLE RD STE 155, LISLE, IL 60532
Registered with this firm since 8/22/2018
B
LPL FINANCIAL LLC (CRD#:6413)
1011 WARRENVILLE RD STE 155, LISLE, IL 60532
Registered with this firm since 8/22/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/19/2008 - 09/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) Downers Grove, IL
B
 08/18/2008 - 09/05/2018 PRINCIPAL SECURITIES, INC. (CRD#:1137) Downers Grove, IL
IA
 09/01/2005 - 08/07/2008 PARK AVENUE SECURITIES LLC (CRD#:46173) DOWNERS GROVE, IL
B
 07/05/2005 - 08/07/2008 PARK AVENUE SECURITIES LLC (CRD#:46173) DOWNERS GROVE, IL
IA
 07/24/2000 - 07/05/2005 METLIFE SECURITIES INC. (CRD#:14251) DOWNERS GROVE, IL
B
 09/01/1994 - 07/05/2005 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 09/01/1994 - 07/05/2005 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 01/25/1994 - 02/08/1994 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.