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Michael Christopher Bernard
MICHAEL BERNARD, MIKE BERNARD
CRD#: 2416443
IA
B
MORGAN STANLEYCRD#: 149777 2124 KOHLER MEMORIAL DR.
SUITE 230
SHEBOYGAN, WI 53081
SUITE 230
SHEBOYGAN, WI 53081
0
Disclosures
13
Years of Experience
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State Registrations
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Alaska 8/23/2024
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Nebraska 8/23/2024
B
Arizona 4/28/2017
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Nevada 2/5/2025
B
California 10/1/2019
B
New Hampshire 8/23/2024
B
Colorado 4/28/2017
B
New Mexico 8/23/2024
B
Connecticut 8/23/2024
B
New York 6/12/2023
B
District of Columbia 8/23/2024
B
North Carolina 2/13/2020
B
Florida 6/29/2018
B
Ohio 8/25/2024
B
Georgia 11/12/2021
B
Oklahoma 8/23/2024
B
Idaho 2/8/2024
B
Oregon 8/24/2021
B
Illinois 4/28/2017
B
Pennsylvania 8/18/2021
B
Indiana 2/8/2023
B
South Carolina 8/18/2021
B
Iowa 8/23/2024
B
Tennessee 8/23/2024
B
Kansas 10/1/2019
B
Texas 11/28/2022
B
Kentucky 8/23/2024
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Texas 12/6/2022
B
Maryland 8/23/2024
B
Utah 8/23/2024
B
Massachusetts 8/23/2024
B
Virginia 4/28/2017
B
Michigan 4/28/2017
B
Washington 1/2/2020
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Minnesota 4/28/2017
B
Wisconsin 4/28/2017
B
Missouri 8/23/2024
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Wisconsin 4/28/2017
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Montana 8/23/2024
SRO Registrations
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B
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IA
Registered with this firm since 4/28/2017
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Registered with this firm since 4/28/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2013 - 05/01/2017 | SHEBOYGAN, WI | |
B | 04/19/2013 - 05/01/2017 | SHEBOYGAN, WI | |
B | 05/04/2011 - 09/18/2012 | CHICAGO, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.