Individual Firm
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JOHN DAVID HOLSHOUSER
DAVID HOLSHOUSER JR, JOHN DAVID HOLSHOUSER JR
CRD#: 2414924
IA
B
WELLS FARGO ADVISORSCRD#: 19616 3310 RIVERSIDE DR
DANVILLE, VA 24541
DANVILLE, VA 24541
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6/8/2018
Customer Dispute
Denied
5/31/2001
Customer Dispute
Denied
State Registrations
B
Arkansas 9/29/2017
B
North Carolina 1/1/2008
B
California 7/2/2021
B
South Carolina 1/1/2008
B
Florida 1/1/2008
B
Tennessee 3/17/2016
B
Maryland 1/1/2008
B
Utah 10/22/2020
B
Massachusetts 9/6/2017
B
Virginia 1/1/2008
B
New York 1/1/2008
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Virginia 1/1/2008
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 1/1/2008
B
Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/28/2002 - 01/03/2008 | DANVILLE, VA | |
IA | 04/29/2002 - 01/01/2008 | DANVILLE, VA | |
B | 08/14/2000 - 04/16/2002 | WEEHAWKEN, NJ | |
B | 10/11/1996 - 08/14/2000 | NEW YORK, NY | |
B | 12/10/1993 - 10/11/1996 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.