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Detailed Report
JOHN MICHAEL COMER
CRD#: 2414399
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 8300 Norman Center Dr
Ste 170
BLOOMINGTON, MN 55437
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 8300 Norman Center Dr
Ste 170
BLOOMINGTON, MN 55437
Registration History
19952000200520102015202020252 FIRMS1993 - 1994 (<1 year)2 FIRMS1996 - 2003 (6 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 5/16/2019
B
New Jersey 10/16/2020
B
California 5/16/2019
B
New Mexico 10/26/2021
B
Colorado 5/16/2019
B
New York 3/2/2018
B
Florida 5/16/2019
B
Ohio 12/15/2020
B
Georgia 6/4/2019
B
Oregon 10/15/2020
B
Illinois 8/17/2017
B
Rhode Island 5/16/2019
B
Indiana 3/17/2022
B
Texas 8/17/2021
B
Massachusetts 5/16/2019
IA
Texas 8/17/2021
B
Michigan 10/27/2022
B
Utah 7/28/2022
B
Minnesota 8/17/2017
B
Virgin Islands 7/8/2020
IA
Minnesota 8/17/2017
B
Washington 8/17/2017
B
Nevada 5/16/2019
B
Wisconsin 8/17/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
8300 Norman Center Dr Ste 170, BLOOMINGTON, MN 55437
Registered with this firm since 8/17/2017
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
8300 Norman Center Dr Ste 170, BLOOMINGTON, MN 55437
Registered with this firm since 8/17/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/07/2015 - 08/14/2017 WADDELL & REED (CRD#:866) BLOOMINGTON, MN
B
 04/08/2015 - 08/14/2017 WADDELL & REED (CRD#:866) BLOOMINGTON, MN
B
 05/30/1996 - 04/16/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/30/1996 - 04/16/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 10/27/1993 - 07/21/1994 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 10/27/1993 - 07/21/1994 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.