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Detailed Report
FRANK HERBERT NICKEL III
CRD#: 2413322
IA
Investment Adviser
B
Broker
ORION PORTFOLIO SOLUTIONS, LLCCRD#: 107975 1055 Westlakes Drive
Suite 250
Berwyn, PA 19312
BRINKER CAPITAL SECURITIES, LLCCRD#: 38123 1055 WESTLAKES DRIVE
SUITE 250
BERWYN, PA 19312
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2021 (12 years)IAORION PORTFOLIO SOLUTIONS, LLC (CRD# 107975)2023 - Present (2 years)BBRINKER CAPITAL SECURITIES, LLC (CRD# 38123)2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (12 years)IAORION PORTFOLIO SOLUTIONS, LLC (CRD# 125446)2022 - 2023 (1 year)IABRINKER CAPITAL INVESTMENTS, LLC. (CRD# 107975)2021 - 2021 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)
License(s)

State Registrations

IA
Nebraska 1/24/2023
B
Pennsylvania 6/11/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ORION PORTFOLIO SOLUTIONS, LLC (CRD#:107975)
1055 Westlakes Drive Suite 250, Berwyn, PA 19312
Registered with this firm since 1/24/2023
B
BRINKER CAPITAL SECURITIES, LLC (CRD#:38123)
1055 WESTLAKES DRIVE SUITE 250, BERWYN, PA 19312
Registered with this firm since 6/11/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/10/2022 - 01/06/2023 ORION PORTFOLIO SOLUTIONS, LLC (CRD#:125446) Berwyn, PA
IA
 06/11/2021 - 12/31/2021 BRINKER CAPITAL INVESTMENTS, LLC. (CRD#:107975) BERWYN, PA
IA
 06/01/2009 - 06/08/2021 MORGAN STANLEY (CRD#:149777) WILMINGTON, DE
B
 06/01/2009 - 06/08/2021 MORGAN STANLEY (CRD#:149777) PURCHASE, NY
IA
 04/27/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WILMINGTON, DE
B
 04/10/1997 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.