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TONI LORRAINE TAFT
CRD#: 2413107
IA
B
WELLS FARGO ADVISORSCRD#: 19616 23 BELLWETHER WAY STE 200
BELLINGHAM, WA 98225
BELLINGHAM, WA 98225
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alaska 9/30/2014
B
Maryland 10/3/2023
B
Arizona 1/1/2008
B
Massachusetts 1/8/2009
B
Arkansas 2/20/2025
B
Montana 2/2/2021
B
California 1/1/2008
B
New Mexico 2/2/2021
B
Colorado 1/1/2008
B
New York 1/21/2015
B
District of Columbia 1/1/2008
B
North Carolina 10/25/2022
B
Florida 1/1/2008
B
Oregon 2/2/2021
B
Georgia 1/1/2008
B
Texas 4/9/2008
B
Idaho 1/1/2008
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Texas 10/8/2014
B
Illinois 1/15/2014
B
Utah 3/13/2008
B
Indiana 1/11/2019
B
Virginia 10/5/2020
B
Kentucky 2/5/2021
B
Washington 1/1/2008
B
Maine 11/9/2020
IA
Washington 1/1/2008
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 1/1/2008
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Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/08/2000 - 01/03/2008 | BELLINGHAM, WA | |
IA | 04/24/2001 - 01/01/2008 | BELLINGHAM, WA | |
B | 07/12/1999 - 09/05/2000 | BOSTON, MA | |
B | 07/01/1998 - 07/12/1999 | OAKLAND, CA | |
B | 11/01/1993 - 07/01/1998 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.