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Detailed Report
CHRISTOPHER MARK SCOUT
CHRIS SCOUT
CRD#: 2412842
IA
Investment Adviser
B
Broker
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 JENSEN BEACH, FL
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 JENSEN BEACH, FL
Registration History
19952000200520102015202020252 FIRMS2006 - 2010 (4 years)2 FIRMS2010 - 2024 (13 years)2 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2006 (5 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1993 - 2000 (6 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2003 - 2006 (2 years)
Disclosure(s)
View By:
5/7/2003
Customer Dispute
Closed-No Action
9/4/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 6/11/2024
IA
Florida 6/21/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
JENSEN BEACH, FL
Registered with this firm since 6/21/2024
B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
JENSEN BEACH, FL
Registered with this firm since 6/11/2024
Previous Registration(s)
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IA
 09/29/2010 - 06/05/2024 WELLS FARGO ADVISORS (CRD#:19616) DULUTH, GA
B
 09/27/2010 - 06/05/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DULUTH, GA
IA
 05/08/2006 - 09/17/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FRESNO, CA
B
 05/08/2006 - 09/17/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FRESNO, CA
IA
 10/01/2003 - 05/17/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MESA, AZ
B
 08/01/2000 - 05/17/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MESA, AZ
B
 11/16/1993 - 02/18/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.