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HUNTINGTON HARDWICK SIMMONS
TACK SIMMONS
CRD#: 2412378
IA
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MORGAN STANLEYCRD#: 149777 4 Landmark Square
2nd Floor
Stamford, CT 06901
2nd Floor
Stamford, CT 06901
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Disclosures
29
Years of Experience
View By:
State Registrations
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Alabama 8/27/2015
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Montana 1/16/2025
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Alaska 8/27/2015
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New Hampshire 8/7/2012
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Arizona 8/17/2015
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New Jersey 8/7/2012
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California 8/7/2012
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New Mexico 8/27/2015
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Colorado 8/7/2012
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New York 8/7/2012
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Connecticut 8/7/2012
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North Carolina 2/2/2015
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Connecticut 8/27/2012
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Ohio 8/18/2015
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Delaware 11/18/2020
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Oklahoma 8/15/2017
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District of Columbia 8/7/2012
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Oregon 6/3/2021
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Florida 8/7/2012
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Pennsylvania 8/17/2015
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Georgia 8/17/2015
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Rhode Island 8/7/2012
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Hawaii 8/17/2015
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South Carolina 8/17/2015
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Illinois 3/12/2013
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Tennessee 1/16/2025
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Indiana 8/27/2015
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Texas 8/17/2015
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Kansas 8/17/2015
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Texas 4/8/2020
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Louisiana 8/27/2015
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Utah 8/17/2015
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Maine 8/17/2015
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Vermont 8/7/2012
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Maryland 8/7/2012
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Virginia 8/17/2015
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Massachusetts 8/7/2012
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Washington 8/17/2015
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Michigan 8/17/2015
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Wisconsin 12/21/2017
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Minnesota 8/17/2015
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Wyoming 1/16/2025
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Missouri 8/27/2015
SRO Registrations
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Registered with this firm since 8/27/2012
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Registered with this firm since 8/7/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/05/2005 - 09/29/2011 | STAMFORD, CT | |
B | 12/14/2000 - 05/25/2005 | NEW YORK, NY | |
B | 03/27/2000 - 03/28/2002 | WEEHAWKEN, NJ | |
B | 12/17/1997 - 04/05/2000 | NEW YORK, NY | |
B | 07/29/1996 - 01/06/1998 | NEW YORK, NY | |
B | 10/08/1993 - 12/06/1995 | NEW YORK, NY | |
B | 10/08/1993 - 10/23/1995 | ||
B | 10/08/1993 - 07/18/1994 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.