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Detailed Report
MICHAEL JOHN FAUST
CRD#: 2412046
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Investment Adviser
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Previous Broker
BAILARD, INC.CRD#: 110550 950 TOWER LN
STE 1900
FOSTER CITY, CA 94404-2131
Registration History
1995200020052010201520202025IABAILARD, INC. (CRD# 110550)2008 - Present (16 years)BBAILARD FUND SERVICES, INC. (CRD# 21206)2009 - 2018 (9 years)BBB&K FUND SERVICES, INC. (CRD# 21206)1993 - 2000 (6 years)
License(s)

State Registrations

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California 10/28/2008
Current Registration(s)
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BAILARD, INC. (CRD#:110550)
950 TOWER LN STE 1900, FOSTER CITY, CA 94404-2131
Registered with this firm since 10/28/2008
Previous Registration(s)
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 01/07/2009 - 06/26/2018 BAILARD FUND SERVICES, INC. (CRD#:21206) FOSTER CITY, CA
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 12/09/1993 - 02/11/2000 BB&K FUND SERVICES, INC. (CRD#:21206) FOSTER CITY, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.