Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RICHARD AUSTIN HOLTAN
CRD#: 2410936
IA
Investment Adviser
B
Broker
THE AMERIFLEX GROUPCRD#: 305585 6980 O'Bannon Drive
Las Vegas, NV 89117
OSAIC WEALTH, INC.CRD#: 23131 6980 O'BANNON DRIVE
SUITE 500
LAS VEGAS, NV 89117
Registration History
19952000200520102015202020252 FIRMS2024 - Present (1 year)BCROWN CAPITAL SECURITIES, L.P. (CRD# 6312)2005 - 2024 (18 years)BINTEGRATED TRADING AND INVESTM... (CRD# 47730)2000 - 2005 (4 years)BCARDINAL INVESTMENTS, INC. (CRD# 36838)1997 - 1998 (<1 year)BSECURA INVESTMENTS, INC. (CRD# 2225)1995 - 1996 (1 year)BGARCO EQUITY SALES, INC. (CRD# 4125)1994 - 1995 (<1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1994 - 1994 (<1 year)IACROWN CAPITAL SECURITIES, L.P. (CRD# 6312)2009 - 2024 (14 years)IAINTERACTIVE FINANCIAL ADVISORS (CRD# 125117)2013 - 2013 (<1 year)
Disclosure(s)
View By:
3/10/2015
Regulatory
Final
License(s)

State Registrations

B
Arizona 1/17/2024
B
Michigan 1/17/2024
B
California 1/17/2024
B
Minnesota 1/17/2024
B
Colorado 1/17/2024
B
Nevada 1/17/2024
B
Florida 1/17/2024
IA
Nevada 1/26/2024
B
Georgia 1/17/2024
B
New Mexico 3/4/2024
B
Hawaii 3/15/2024
B
Oregon 1/17/2024
B
Indiana 3/6/2024
B
South Carolina 3/12/2024
B
Kentucky 6/26/2024
B
Washington 1/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE AMERIFLEX GROUP (CRD#:305585)
6980 O'Bannon Drive, Las Vegas, NV 89117
Registered with this firm since 1/26/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
6980 O'BANNON DRIVE SUITE 500, LAS VEGAS, NV 89117
Registered with this firm since 1/17/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2009 - 01/24/2024 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) LAS VEGAS, NV
B
 04/27/2005 - 01/24/2024 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) LAS VEGAS, NV
IA
 05/17/2013 - 12/31/2013 INTERACTIVE FINANCIAL ADVISORS (CRD#:125117) LAS VEGAS, NV
B
 07/27/2000 - 04/29/2005 INTEGRATED TRADING AND INVESTMENTS, INC. (CRD#:47730) HUNTINGTON BEACH, CA
B
 12/02/1997 - 10/07/1998 CARDINAL INVESTMENTS, INC. (CRD#:36838) BELLEVILLE, IL
B
 04/24/1995 - 07/29/1996 SECURA INVESTMENTS, INC. (CRD#:2225) APPLETON, WI
B
 06/10/1994 - 04/11/1995 GARCO EQUITY SALES, INC. (CRD#:4125) CARMEL, IN
B
 01/07/1994 - 05/19/1994 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.