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RAAFAT RAMZY ISKANDER
CRD#: 2409773
IA
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CALTON & ASSOCIATES, INC.CRD#: 20999 100 N Citrus Street
Suite 510
West Covina, CA 91791
Suite 510
West Covina, CA 91791
0
Disclosures
31
Years of Experience
View By:
State Registrations
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Arizona 1/16/2015
B
Maryland 12/13/2023
B
California 1/16/2015
B
Nevada 1/16/2015
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California 1/16/2015
B
New Mexico 10/23/2020
B
Illinois 1/29/2015
B
Virginia 4/29/2022
SRO Registrations
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IA
Registered with this firm since 1/16/2015
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Registered with this firm since 1/16/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 12/19/2014 | WEST COVINA, CA | |
B | 10/01/2012 - 12/19/2014 | WEST COVINA, CA | |
IA | 05/02/2009 - 10/01/2012 | WEST COVINA, CA | |
B | 05/02/2009 - 10/01/2012 | WEST COVINA, CA | |
IA | 09/07/2006 - 05/02/2009 | WEST COVINA, CA | |
B | 01/01/1999 - 05/02/2009 | WEST COVINA, CA | |
B | 03/03/1998 - 01/01/1999 | ||
B | 02/01/1994 - 03/07/1998 | PORT WASHINGTON, WI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.