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MARK STEVEN WIKTOR
Mark Wiktor
CRD#: 2409616
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
19952000200520102015202020252 FIRMS2007 - 2017 (9 years)2 FIRMS2017 - Present (7 years)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 2007 (13 years)IALEHMAN BROTHERS INC. (CRD# 7506)1997 - 2007 (9 years)
License(s)

State Registrations

B
Arizona 6/2/2017

B
Nevada 1/22/2021

B
Arkansas 7/6/2020

B
New Hampshire 4/4/2023

B
California 6/2/2017

B
New Jersey 6/2/2017

B
Colorado 6/2/2017

B
New York 6/2/2017

B
Connecticut 6/2/2017

B
North Carolina 6/20/2017

B
Delaware 6/2/2017

B
Ohio 6/2/2017

B
Florida 6/2/2017

B
Oklahoma 12/18/2024

B
Georgia 6/2/2017

B
Oregon 5/1/2023

B
Illinois 6/2/2017

B
Pennsylvania 6/2/2017

IA
Illinois 6/2/2017

B
Puerto Rico 3/19/2021

B
Indiana 6/29/2017

B
South Carolina 7/6/2020

B
Iowa 6/26/2017

IA
South Carolina 1/11/2021

B
Kansas 6/2/2017

B
South Dakota 7/6/2020

B
Kentucky 6/2/2017

B
Tennessee 6/19/2020

B
Louisiana 3/24/2023

B
Texas 6/2/2017

B
Maryland 6/2/2017

IA
Texas 6/2/2017

B
Massachusetts 6/2/2017

B
Utah 7/13/2017

B
Michigan 6/2/2017

B
Virginia 7/6/2020

B
Minnesota 7/4/2017

B
Washington 7/6/2020

B
Missouri 6/2/2017

B
Wisconsin 6/2/2017

B
Nebraska 6/2/2017

B
Wyoming 6/2/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Bluffton, SC
Registered with this firm since 6/2/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Bluffton, SC
Registered with this firm since 6/2/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/09/2007 - 06/23/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
10/05/2007 - 06/23/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
IA
09/09/1997 - 08/10/2007 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
B
12/14/1993 - 08/10/2007 LEHMAN BROTHERS INC. (CRD#:7506) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.