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LISA MICHELLE HUNTER-ROBERTS
LISA MICHELLE BROWN, LISA BROWN, LISA MICHELLE HAYNES, LISA MICHELLE HUNTER, LISA M. HUNTER-ROBERTS…
CRD#: 2409368
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2628 196TH ST SW
LYNNWOOD, WA 98036
Registration History
19952000200520102015202020252 FIRMS2003 - 2003 (<1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2003 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2002 (3 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1998 - 1999 (1 year)BSEAFIRST INVESTMENT SERVICES, INC. (CRD# 17411)1993 - 1998 (4 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2002 (4 years)
License(s)

State Registrations

B
Alaska 10/30/2024

B
Nevada 10/30/2024

B
Arizona 9/8/2017

B
New Jersey 10/30/2024

B
California 1/9/2020

B
New Mexico 10/30/2024

B
Colorado 10/30/2024

B
New York 10/30/2024

B
District of Columbia 11/7/2024

B
North Carolina 10/30/2024

B
Florida 8/31/2022

B
Oklahoma 10/30/2024

B
Georgia 11/1/2019

B
Oregon 8/31/2022

B
Hawaii 10/30/2024

B
Rhode Island 10/30/2024

B
Idaho 10/30/2024

B
Tennessee 10/30/2024

B
Illinois 10/30/2024

B
Texas 12/12/2020

B
Kansas 10/30/2024

IA
Texas 12/14/2020

B
Maryland 10/30/2024

B
Utah 8/23/2024

B
Minnesota 10/30/2024

B
Virginia 10/30/2024

B
Missouri 10/30/2024

B
Washington 9/8/2017

B
Montana 10/30/2024

IA
Washington 9/8/2017

B
Nebraska 10/30/2024

B
Wyoming 10/30/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2628 196TH ST SW, LYNNWOOD, WA 98036
16330 BOTHELL EVERETT HWY STE 101, MILL CREEK, WA 98012
Registered with this firm since 9/8/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2628 196TH ST SW, LYNNWOOD, WA 98036
16330 BOTHELL EVERETT HWY STE 101, MILL CREEK, WA 98012
Registered with this firm since 9/8/2017

Previous Registration(s)
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IA
02/08/2010 - 09/20/2017 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MUKILTEO, WA
B
02/08/2010 - 09/20/2017 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) MUKILTEO, WA
IA
05/02/2009 - 01/27/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MILL CREEK, WA
B
05/02/2009 - 01/27/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MILL CREEK, WA
IA
03/09/2004 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SNOHOMISH, WA
B
03/09/2004 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) SNOHOMISH, WA
IA
10/16/2003 - 12/02/2003 AXA ADVISORS, LLC (CRD#:6627) BELLEVUE, WA
B
10/16/2003 - 12/02/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
05/30/2002 - 05/06/2003 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
IA
07/01/1998 - 07/08/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SEATTLE, WA
B
07/12/1999 - 07/08/2002 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
07/01/1998 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
11/24/1993 - 07/01/1998 SEAFIRST INVESTMENT SERVICES, INC. (CRD#:17411) SEATTLE, WA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.