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MARK SCOTT ROISUM
CRD#: 2409279
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4905 5TH ST STE 102
RAPID CITY, SD 57701
Registration History
19952000200520102015202020252 FIRMS1994 - 1996 (2 years)2 FIRMS2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2000 - 2011 (10 years)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)2000 - 2002 (1 year)BWELLS FARGO BROKERAGE SERVICES... (CRD# 16100)1997 - 2000 (3 years)IAWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2011 (9 years)
License(s)

State Registrations

B
Arizona 1/3/2011

B
North Carolina 9/4/2018

B
Arkansas 11/13/2024

B
North Dakota 1/3/2011

B
California 12/3/2024

B
Ohio 2/13/2017

B
Colorado 1/3/2011

B
Oregon 1/3/2011

B
Illinois 9/17/2020

B
South Dakota 1/3/2011

B
Iowa 1/3/2011

IA
South Dakota 1/3/2011

B
Kansas 8/21/2024

B
Texas 1/30/2020

B
Maryland 3/5/2020

IA
Texas 1/30/2020

B
Minnesota 1/3/2011

B
Virginia 8/30/2012

B
Missouri 9/23/2020

B
Washington 1/3/2011

B
Montana 4/17/2017

B
Wisconsin 1/13/2017

B
Nebraska 1/3/2011

B
Wyoming 1/3/2011

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4905 5TH ST STE 102, RAPID CITY, SD 57701
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4905 5TH ST STE 102, RAPID CITY, SD 57701
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/07/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) RAPID CITY, SD
B
12/13/2000 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) RAPID CITY, SD
B
12/15/2000 - 08/15/2002 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
12/22/1997 - 12/13/2000 WELLS FARGO BROKERAGE SERVICES, L.L.C. (CRD#:16100) MINNEAPOLIS, MN
B
05/10/1994 - 11/21/1996 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
05/10/1994 - 11/21/1996 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.