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Detailed Report
ELIZABETH SCHWINGHAMMER
ELIZABETH MARIE FOSTER, LISA MARIE FOSTER, ELIZABETH MARIE SCHWINGHAMMER
CRD#: 2408351
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Investment Adviser
UNITED CAPITAL FINANCIAL ADVISORSCRD#: 134600 5655 S YOSEMITE ST
STE 450
Greenwood Village, CO 80111
Registration History
2008201020122014201620182020202220242026IAUNITED CAPITAL FINANCIAL ADVISORS (CRD# 134600)2015 - Present (10 years)IACAPITAL INVESTMENT COUNSEL INC (CRD# 106966)2008 - 2015 (6 years)
License(s)

State Registrations

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Arizona 3/11/2015
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Montana 6/3/2019
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Colorado 1/23/2015
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Texas 7/30/2015
Current Registration(s)
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UNITED CAPITAL FINANCIAL ADVISORS (CRD#:134600)
5655 S YOSEMITE ST STE 450, Greenwood Village, CO 80111
Registered with this firm since 1/23/2015
Previous Registration(s)
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 10/10/2008 - 01/23/2015 CAPITAL INVESTMENT COUNSEL INC (CRD#:106966) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.