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Detailed Report
ANTHONY THOME
TONY THOME
CRD#: 2407795
IA
Investment Adviser
B
Previous Broker
THOME FINANCIALCRD#: 129190 10210 NE 8TH STREET
SUITE 200
BELLEVUE, WA 98004
Registration History
1995200020052010201520202025IATHOME FINANCIAL (CRD# 129190)2004 - Present (21 years)BSTONEBRIDGE SECURITIES, LLC. (CRD# 47659)2004 - 2006 (2 years)BRA BENCH SECURITIES, INC. (CRD# 118539)2002 - 2004 (1 year)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1999 - 2002 (3 years)BSEI INVESTMENTS DISTRIBUTION CO. (CRD# 10690)1995 - 1997 (2 years)IARA BENCH (CRD# 108011)1999 - 2004 (4 years)
Disclosure(s)
View By:
10/22/2012
Regulatory
Final
License(s)

State Registrations

IA
Washington 1/21/2004
Current Registration(s)
IA
THOME FINANCIAL (CRD#:129190)
10210 NE 8TH STREET SUITE 200, BELLEVUE, WA 98004
Registered with this firm since 1/21/2004
Previous Registration(s)
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B
 01/22/2004 - 11/09/2006 STONEBRIDGE SECURITIES, LLC. (CRD#:47659) SEATTLE, WA
IA
 09/23/1999 - 04/19/2004 RA BENCH (CRD#:108011) SEATTLE, WA
B
 06/04/2002 - 01/08/2004 RA BENCH SECURITIES, INC. (CRD#:118539) BOCA RATON, FL
B
 07/23/1999 - 11/13/2002 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
 02/28/1995 - 07/23/1997 SEI INVESTMENTS DISTRIBUTION CO. (CRD#:10690) OAKS, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.