View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 08/09/2018 - 12/22/2023 | Houston, TX | |
B | 08/09/2018 - 12/22/2023 | Houston, TX | |
IA | 10/01/2012 - 08/13/2018 | HOUSTON, TX | |
B | 10/01/2012 - 08/13/2018 | HOUSTON, TX | |
IA | 04/21/2005 - 10/01/2012 | HOUSTON, TX | |
B | 04/21/2005 - 10/01/2012 | HOUSTON, TX | |
IA | 06/20/2003 - 04/06/2005 | HOUSTON, TX | |
B | 06/20/2003 - 04/06/2005 | CHICAGO, IL | |
IA | 06/20/2001 - 09/25/2003 | HOUSTON, TX | |
B | 06/20/2001 - 09/25/2003 | SAN FRANCISCO, CA | |
B | 06/20/2001 - 08/14/2002 | MINNEAPOLIS, MN | |
B | 05/06/1994 - 06/12/2001 | NEW YORK, NY |