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BERNARDO E ACEBAL
CRD#: 2406369
IA
B
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard, Suite 1100
PWM - Latin America
Miami, FL 33131
PWM - Latin America
Miami, FL 33131
0
Disclosures
31
Years of Experience
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State Registrations
B
California 6/1/2009
B
Minnesota 7/2/2012
B
Colorado 7/2/2012
B
Nevada 3/4/2020
B
Connecticut 10/17/2014
B
New Jersey 6/1/2009
B
Delaware 1/11/2017
B
New York 6/1/2009
B
Florida 6/1/2009
B
Puerto Rico 8/15/2013
IA
Florida 6/1/2009
B
South Dakota 11/26/2019
B
Georgia 5/21/2024
B
Texas 6/1/2009
B
Maryland 11/22/2011
IA
Texas 6/1/2009
B
Massachusetts 1/4/2024
B
Virginia 1/2/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2007 - 06/01/2009 | MIAMI, FL | |
B | 01/12/2007 - 06/01/2009 | MIAMI, FL | |
IA | 05/14/2004 - 01/19/2007 | MIAMI, FL | |
B | 05/01/1995 - 01/19/2007 | MIAMI, FL | |
B | 01/25/1994 - 05/11/1995 | ||
B | 11/09/1993 - 05/11/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.