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ANTHONY LYONS
ANTHONY AVEN BROWN, ANTHONY AVEN LYONS, TONY LYONS, Anthony Lyons
CRD#: 2405670
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 BELLEVILLE, IL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1524 S. LINDBERGH BOULEVARD
ST. LOUIS, MO 63131
Registration History
19952000200520102015202020252 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2020 (<1 year)2 FIRMS2021 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2010 - 2010 (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2008 - 2008 (<1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2002 - 2008 (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2002 (5 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1993 - 1995 (1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1998 - 2002 (3 years)
Disclosure(s)
View By:
2/9/2016
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/6/2025

B
Michigan 11/3/2021

B
Arizona 1/26/2022

B
Missouri 11/3/2022

B
Arkansas 12/4/2024

IA
Missouri 12/12/2024

B
California 3/4/2022

B
North Carolina 7/24/2023

B
Colorado 1/6/2025

B
Ohio 4/17/2022

B
Florida 3/4/2022

B
Tennessee 3/4/2022

B
Illinois 11/3/2021

B
Texas 11/3/2021

IA
Illinois 10/6/2023

IA
Texas 11/4/2021

B
Indiana 11/3/2021

B
Utah 5/6/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
BELLEVILLE, IL
1524 S. LINDBERGH BOULEVARD, ST. LOUIS, MO 63131
Registered with this firm since 11/4/2021

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1524 S. LINDBERGH BOULEVARD, ST. LOUIS, MO 63131
BELLEVILLE, IL
Registered with this firm since 11/3/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/13/2021 - 10/29/2021 PNC INVESTMENTS (CRD#:129052) SCHERERVILLE, IN
B
08/13/2021 - 10/29/2021 PNC INVESTMENTS (CRD#:129052) SCHERERVILLE, IN
IA
05/13/2020 - 07/01/2020 EDWARD JONES (CRD#:250) PEORIA, IL
B
05/13/2020 - 07/01/2020 EDWARD JONES (CRD#:250) PEORIA, IL
IA
08/09/2017 - 01/06/2020 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) CLAYTON, MO
B
08/08/2017 - 01/06/2020 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ST CLOUD, MN
IA
11/14/2016 - 07/18/2017 ARVEST WEALTH MANAGEMENT (CRD#:42057) LOWELL, AR
B
11/03/2016 - 07/18/2017 ARVEST WEALTH MANAGEMENT (CRD#:42057) LOWELL, AR
IA
09/12/2013 - 10/25/2016 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BALLWIN, MO
B
09/12/2013 - 10/25/2016 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) BALLWIN, MO
IA
09/08/2011 - 09/12/2013 PNC INVESTMENTS (CRD#:129052) ST. LOUIS, MO
B
09/12/2011 - 09/12/2013 PNC INVESTMENTS (CRD#:129052) ST. LOUIS, MO
B
09/02/2010 - 12/22/2010 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) WEBSTER GROVES, MO
B
08/07/2008 - 09/09/2008 PRUCO SECURITIES, LLC. (CRD#:5685) ST. LOUIS, MO
B
12/18/2002 - 02/05/2008 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) MARSHALL, MI
IA
12/15/1998 - 10/08/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) MERRILLVILLE, IN
B
01/20/1997 - 10/08/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
11/19/1993 - 10/18/1995 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.