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SHANKAR B IYER
CRD#: 2405525
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
1995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - Present (26 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - Present (31 years)
License(s)

State Registrations

B
Arizona 2/14/2000

B
Nevada 10/27/2015

B
Arkansas 4/25/2018

B
New Hampshire 5/17/2004

B
California 7/12/1994

B
New Jersey 2/16/1995

B
Colorado 7/15/1994

B
New Mexico 4/25/2018

B
Connecticut 7/16/2003

B
New York 1/30/1995

B
Delaware 12/8/2014

B
North Carolina 11/7/2005

B
District of Columbia 12/21/2005

B
Ohio 2/9/1998

B
Florida 5/18/1995

B
Oregon 4/25/2018

B
Georgia 6/6/1995

B
Pennsylvania 6/24/2010

B
Illinois 2/28/1994

B
Rhode Island 5/10/2017

IA
Illinois 4/12/1998

B
South Carolina 9/21/2009

B
Indiana 3/21/2014

B
Tennessee 1/22/2018

B
Kansas 12/8/2016

B
Texas 1/14/2003

B
Kentucky 4/25/2018

IA
Texas 1/21/2003

B
Louisiana 10/1/2012

B
Utah 5/16/1995

B
Maine 1/17/2003

B
Vermont 8/14/2018

B
Maryland 10/23/2008

B
Virginia 6/28/2000

B
Massachusetts 8/13/2003

B
Washington 2/7/2003

B
Michigan 10/18/2005

B
West Virginia 10/4/2007

B
Minnesota 4/25/2018

B
Wisconsin 10/12/1994

B
Missouri 1/20/2021

B
Wyoming 4/25/2018

B
Nebraska 1/24/1997

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 4/12/1998

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 2/1/1994

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.