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Linda Dolan Farquhar
LINDA M DUFFY, Linda Marie Dolan, LINDA DOLAN FARQUHAR, Linda D Farquhar, Linda Farquhar
CRD#: 2405103
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 200 Continental Drive #401
Office #438 & #449
Newark, DE 19713
Office #438 & #449
Newark, DE 19713
0
Disclosures
6
Years of Experience
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State Registrations
B
Arizona 2/21/2025
B
New Jersey 10/9/2023
B
Delaware 10/9/2023
B
New York 1/27/2025
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Delaware 10/9/2023
B
Pennsylvania 10/9/2023
B
Florida 1/17/2024
B
West Virginia 10/9/2023
B
Maryland 10/9/2023
SRO Registrations
B
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Registered with this firm since 10/9/2023
B
Registered with this firm since 10/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/01/1997 - 05/15/1998 | BALTIMORE, MD | |
B | 11/12/1993 - 09/01/1997 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.