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Detailed Report
CAROL LYNN KNOWLTON-CHIRKO
CAROL LYNN BOYER, CAROL BOYER, CAROL LYNN CHIRKO, CAROL LYNN KNOWLTON, CAROL LYNN KNOWLTRON-CHIRKO
CRD#: 2403938
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 CORONA, CA
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)1994 - 2024 (29 years)BPFS INVESTMENTS INC. (CRD# 10111)1994 - 1994 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1993 - 1994 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2020 - 2024 (4 years)IACOOPER MCMANUS (CRD# 111458)2012 - 2020 (7 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)1999 - 2012 (13 years)
License(s)

State Registrations

B
Arizona 6/14/2024
B
Maryland 6/14/2024
B
California 6/14/2024
B
Nevada 6/14/2024
IA
California 6/14/2024
B
Pennsylvania 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
CORONA, CA
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
CORONA, CA
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 03/03/2020 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) CORONA, CA
B
 11/28/1994 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) CORONA, CA
IA
 08/13/2012 - 03/03/2020 COOPER MCMANUS (CRD#:111458) CORONA, CA
IA
 08/03/1999 - 10/19/2012 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) ANAHEIM, CA
B
 02/22/1994 - 12/09/1994 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
B
 12/08/1993 - 01/28/1994 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.