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Detailed Report
VICTORIA THOMPSON
MARY BERLAND, MARY V. THOMPSON, MARY VICTORIA THOMPSON
CRD#: 2403899
IA
Investment Adviser
B
Broker
GOOD LIFE ADVISORS, LLCCRD#: 171898 6465 S GREENWOOD PLAZA BLVD
2ND FLOOR
CENTENNIAL, CO 80111
LPL FINANCIAL LLCCRD#: 6413 6465 S GREENWOOD PLAZA BLVD
STE 215
CENTENNIAL, CO 80111
Registration History
19952000200520102015202020252 FIRMS2007 - 2015 (7 years)2 FIRMS2015 - Present (10 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1994 - 2007 (13 years)IALPL FINANCIAL LLC (CRD# 6413)2018 - 2019 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2007 (8 years)
License(s)

State Registrations

B
Arizona 4/7/2016
B
Missouri 2/1/2018
B
California 3/16/2016
B
Montana 9/19/2022
B
Colorado 2/4/2015
B
New York 4/8/2019
IA
Colorado 2/5/2015
B
Wisconsin 1/24/2020
B
Minnesota 4/22/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GOOD LIFE ADVISORS, LLC (CRD#:171898)
6465 S GREENWOOD PLAZA BLVD 2ND FLOOR, CENTENNIAL, CO 80111
Registered with this firm since 2/5/2015
B
LPL FINANCIAL LLC (CRD#:6413)
6465 S GREENWOOD PLAZA BLVD STE 215, CENTENNIAL, CO 80111
Registered with this firm since 2/4/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/05/2018 - 12/31/2019 LPL FINANCIAL LLC (CRD#:6413) CENTENNIAL, CO
IA
 10/12/2007 - 02/13/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) DENVER, CO
B
 10/12/2007 - 02/13/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) DENVER, CO
IA
 01/01/1999 - 10/17/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) GREENWOOD VILLAGE, CO
B
 08/03/1994 - 10/17/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) GREENWOOD VILLAGE, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.