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JOHN EDWARD O'DAY
JOHN EDWARD ODAY
CRD#: 2401628
IA
B
MORGAN STANLEYCRD#: 149777 1200 Franklin Avenue
2Nd Floor
Garden City, NY 11530
2Nd Floor
Garden City, NY 11530
0
Disclosures
28
Years of Experience
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State Registrations
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Alabama 2/5/2020
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New Jersey 3/16/2015
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Arizona 3/16/2015
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New Mexico 6/6/2019
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Arkansas 6/6/2016
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New York 3/16/2015
B
California 3/16/2015
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New York 6/16/2021
B
Colorado 9/25/2018
B
North Carolina 1/10/2017
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Connecticut 3/16/2015
B
North Dakota 2/5/2020
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Connecticut 12/3/2018
B
Ohio 2/6/2020
B
Delaware 7/2/2019
B
Oklahoma 3/16/2015
B
District of Columbia 2/5/2020
B
Oregon 2/5/2020
B
Florida 3/16/2015
B
Pennsylvania 3/16/2015
B
Georgia 3/16/2015
B
Puerto Rico 3/16/2015
B
Hawaii 2/27/2020
B
Rhode Island 2/5/2020
B
Illinois 3/16/2015
B
South Carolina 2/5/2020
B
Indiana 10/9/2020
B
South Dakota 2/6/2024
B
Iowa 3/16/2015
B
Tennessee 3/16/2015
B
Kansas 6/2/2021
B
Texas 11/20/2019
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Kentucky 3/16/2021
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Texas 2/20/2020
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Maine 2/5/2020
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Utah 2/5/2020
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Maryland 2/5/2020
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Vermont 2/5/2020
B
Massachusetts 3/16/2015
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Virginia 3/16/2015
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Michigan 2/5/2020
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Washington 2/5/2020
B
Minnesota 2/5/2020
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Wisconsin 2/5/2020
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Nevada 3/26/2015
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Wyoming 11/23/2021
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New Hampshire 3/16/2015
SRO Registrations
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IA
Registered with this firm since 12/3/2018
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Registered with this firm since 3/16/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/16/2015 - 12/31/2016 | GARDEN CITY, NY | |
IA | 08/04/2014 - 03/17/2015 | GARDEN CITY, NY | |
B | 06/22/2000 - 03/17/2015 | GARDEN CITY, NY | |
B | 04/15/1999 - 01/13/2000 | MEMPHIS, TN | |
B | 11/22/1996 - 06/15/1999 | WASHINGTON, DC |
GARDEN CITY, NY
08/04/2014 - 03/17/2015
GARDEN CITY, NY
06/22/2000 - 03/17/2015
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.