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Detailed Report
STANTON ALFRED SPECKER
STAN SPECKER
CRD#: 2401516
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7400 W 130TH ST STES 200 & 400
OVERLAND PARK, KS 66213
Registration History
19952000200520102015202020252 FIRMS1993 - 2003 (9 years)2 FIRMS2003 - Present (21 years)
Disclosure(s)
View By:
1/9/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/5/2021
B
Massachusetts 8/13/2024
B
Arizona 7/1/2003
B
Michigan 3/11/2004
B
Arkansas 1/15/2016
B
Minnesota 4/9/2024
B
California 7/1/2003
B
Missouri 7/1/2003
B
Colorado 7/1/2003
B
Nebraska 8/18/2016
B
Connecticut 8/23/2007
B
Nevada 5/2/2023
B
District of Columbia 6/12/2018
B
New Hampshire 3/20/2019
B
Florida 7/1/2003
B
North Carolina 7/1/2003
B
Georgia 6/11/2014
B
Ohio 6/15/2021
B
Illinois 7/1/2003
B
Oklahoma 7/1/2003
B
Indiana 5/10/2024
B
Tennessee 3/10/2025
B
Iowa 7/1/2003
B
Texas 7/1/2003
B
Kansas 7/1/2003
IA
Texas 7/1/2003
IA
Kansas 8/2/2010
B
Virginia 7/1/2003
B
Kentucky 6/11/2014
B
Washington 5/24/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7400 W 130TH ST STES 200 & 400, OVERLAND PARK, KS 66213
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7400 W 130TH ST STES 200 & 400, OVERLAND PARK, KS 66213
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/10/1993 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) KANSAS CITY, MO
B
 11/03/1993 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.