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BRYAN LEE PARKER
CRD#: 2401472
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1500 Urban Center Dr
Ste 415
Vestavia, AL 35242
Ste 415
Vestavia, AL 35242
0
Disclosures
26
Years of Experience
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State Registrations
B
Alabama 3/9/2011
B
Missouri 8/25/2023
IA
Alabama 3/9/2011
B
Texas 3/9/2011
B
Michigan 3/9/2011
IA
Texas 4/13/2011
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/9/2011
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Registered with this firm since 3/9/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/19/2009 - 03/17/2011 | BIRMINGHAM, AL | |
B | 10/14/2009 - 03/17/2011 | BIRMINGHAM, AL | |
IA | 05/01/2006 - 10/06/2009 | PELHAM, AL | |
B | 10/16/2002 - 10/06/2009 | PELHAM, AL | |
B | 10/21/1993 - 05/05/1998 | FORT WAYNE, IN | |
B | 10/21/1993 - 05/05/1998 | FORT WAYNE, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.