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Detailed Report
ERIC MICHAEL MILLER
CRD#: 2401150
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 409 WASHINGTON AVENUE
SUITE 815
TOWSON, MD 21204
Registration History
199820002002200420062008201020122014201620182020202220242026IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2015 - Present (10 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2006 - Present (19 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2002 - 2006 (3 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2001 - 2002 (1 year)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2000 (2 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Alaska 11/21/2014
B
Nevada 11/21/2014
B
Arizona 11/21/2014
B
New Jersey 11/21/2014
B
California 11/21/2014
B
New Mexico 11/21/2014
B
Colorado 11/21/2014
B
New York 11/21/2014
B
Connecticut 11/21/2014
B
North Carolina 11/21/2014
B
Delaware 11/21/2014
B
Ohio 11/21/2014
B
District of Columbia 11/21/2014
B
Oklahoma 2/8/2022
B
Florida 11/21/2014
B
Oregon 11/21/2014
B
Georgia 11/21/2014
B
Pennsylvania 3/5/2013
B
Hawaii 11/19/2020
B
Rhode Island 2/9/2023
B
Illinois 11/21/2014
B
South Carolina 11/21/2014
B
Indiana 11/19/2020
B
Tennessee 11/19/2020
B
Kansas 6/10/2021
B
Texas 11/21/2014
B
Kentucky 11/21/2014
B
Utah 11/19/2020
B
Maine 11/21/2014
B
Vermont 11/21/2014
B
Maryland 3/3/2006
B
Virginia 11/21/2014
IA
Maryland 1/28/2015
B
Washington 11/21/2014
B
Massachusetts 11/21/2014
B
West Virginia 11/21/2014
B
Michigan 4/29/2015
B
Wisconsin 7/11/2023
B
Missouri 1/27/2021
B
Wyoming 12/7/2021
B
Montana 11/21/2014

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
409 WASHINGTON AVENUE SUITE 815, TOWSON, MD 21204
Registered with this firm since 1/28/2015
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
409 WASHINGTON AVENUE SUITE 815, TOWSON, MD 21204
Registered with this firm since 3/3/2006
Previous Registration(s)
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B
 12/03/2002 - 03/07/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 03/21/2001 - 12/09/2002 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
 09/01/1997 - 03/06/2000 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
 07/01/1997 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.