JOHN MATTHEW LUNGHINO - Investment Adviser at WNY ASSET MANAGEMENT, LLC

Investment Adviser Public Disclosure SEC and NASAA logo Image

Investment Adviser Search
Investment Adviser Data
Form ADV Data
Resources
Investment Advisor Representative
Report Summary

Individual
Firm

When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.

< Back to Results

Detailed ReportReport

JOHN MATTHEW LUNGHINO

CRD#: 2400782

Investment Adviser

Broker

WNY ASSET MANAGEMENT, LLCCRD#: 153872

4925 Main St
Suite 202
Amherst, NY 14226

CADARET, GRANT & CO., INC.CRD#: 10641

4925 Main Street
Suite 202
Amherst, NY 14226

Registration History

Disclosure(s)

View By:

5/27/2010

Customer Dispute

Closed-No Action

10/3/2005

Customer Dispute

Settled

License(s)

State Registrations

New York 12/14/2017

Texas 7/16/2020

New York 7/12/2021

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

WNY ASSET MANAGEMENT, LLC (CRD#:153872)

4925 Main St Suite 202, Amherst, NY 14226

Registered with this firm since 7/16/2020

CADARET, GRANT & CO., INC. (CRD#:10641)

4925 Main Street Suite 202, Amherst, NY 14226

Registered with this firm since 12/14/2017

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	12/14/2017 - 12/31/2022	CADARET GRANT & CO INC (CRD#:10641)	WILLIAMSVILLE, NY
IA	08/06/2013 - 12/14/2017	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)	AMHERST, NY
B	08/02/2013 - 12/14/2017	CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)	AMHERST, NY
IA	11/01/2006 - 08/07/2013	WALL STREET FINANCIAL GROUP, INC (CRD#:35830)	AMHERST, NY
B	10/16/2006 - 08/07/2013	WALL STREET FINANCIAL GROUP, INC. (CRD#:35830)	AMHERST, NY
B	11/03/1993 - 10/19/2006	SECURITIES AMERICA, INC. (CRD#:10205)	CHEEKTOWAGA, NY

CADARET GRANT & CO INC (CRD#:10641)

WILLIAMSVILLE, NY

12/14/2017 - 12/31/2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)

AMHERST, NY

08/06/2013 - 12/14/2017

CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)

AMHERST, NY

08/02/2013 - 12/14/2017

WALL STREET FINANCIAL GROUP, INC (CRD#:35830)

AMHERST, NY

11/01/2006 - 08/07/2013

WALL STREET FINANCIAL GROUP, INC. (CRD#:35830)

AMHERST, NY

10/16/2006 - 08/07/2013

SECURITIES AMERICA, INC. (CRD#:10205)

CHEEKTOWAGA, NY

11/03/1993 - 10/19/2006

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.