Individual Firm
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RANDALL SCOTT CHILDRESS
RANDALL S CHILDRESS
CRD#: 2400623
IA
B
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 410 S. WARE BLVD.
STE 410
TAMPA, FL 33619
STE 410
TAMPA, FL 33619
View By:
10/22/2002
Customer Dispute
Denied
State Registrations
B
Alabama 3/8/2023
B
Montana 4/17/2025
B
Arizona 1/6/2012
B
Nevada 1/6/2012
B
California 1/6/2012
B
New Mexico 3/23/2012
B
Colorado 1/6/2012
B
North Carolina 1/6/2012
B
Connecticut 3/23/2012
B
Ohio 2/25/2013
B
Florida 3/13/2012
B
Oregon 1/6/2012
IA
Florida 1/9/2019
B
Pennsylvania 3/23/2012
B
Georgia 1/6/2012
B
South Carolina 3/7/2012
IA
Georgia 2/26/2013
B
South Dakota 3/8/2023
B
Idaho 1/6/2012
B
Utah 1/6/2012
B
Illinois 1/6/2012
B
Virginia 3/23/2012
B
Massachusetts 3/23/2012
B
Washington 1/6/2012
B
Missouri 1/6/2012
B
Wisconsin 1/6/2012
IA
Missouri 1/6/2012
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 1/6/2012
B
Registered with this firm since 1/6/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/18/2006 - 01/06/2012 | DULUTH, GA | |
B | 04/12/2002 - 01/06/2012 | JOHNS CREEK, GA | |
IA | 12/21/2005 - 08/25/2006 | CHESTERFIELD, MO | |
B | 03/24/1994 - 04/12/2002 | DULUTH, GA | |
B | 09/20/1993 - 03/22/1994 | BOSTON, MA | |
B | 09/20/1993 - 03/22/1994 | BOSTON, MA |
DULUTH, GA
07/18/2006 - 01/06/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.