• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DELTA FRANCINE JONES-WALKER
DELTA FRANCINE JONES, DELTA F. JONES-WALKER, DELTA WALKER
CRD#: 2398856
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3801 RIDGE ROAD
HIGHLAND, IN 46322
Registration History
19952000200520102015202020252 FIRMS1994 - 1994 (<1 year)2 FIRMS2010 - 2024 (13 years)2 FIRMS2024 - Present (1 year)BAXA ADVISORS, LLC (CRD# 6627)1995 - 2010 (14 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1995 - 2000 (4 years)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1994 - 1995 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)1999 - 2010 (10 years)
Disclosure(s)
View By:
2/11/2010
Employment Separation After Allegations
7/20/2009
Customer Dispute
Denied
8/13/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 1/19/2024

B
Minnesota 7/31/2024

B
California 1/19/2024

B
Missouri 1/19/2024

B
Colorado 1/19/2024

B
Nevada 1/19/2024

B
District of Columbia 1/19/2024

B
New Jersey 1/19/2024

B
Florida 1/19/2024

B
New York 1/19/2024

B
Georgia 1/19/2024

B
North Carolina 1/19/2024

B
Illinois 1/19/2024

B
Ohio 1/19/2024

IA
Illinois 1/19/2024

B
Tennessee 1/19/2024

B
Indiana 1/19/2024

B
Texas 1/19/2024

IA
Indiana 1/19/2024

IA
Texas 1/19/2024

B
Kansas 1/23/2025

B
Virginia 1/19/2024

B
Maryland 1/19/2024

B
Wisconsin 1/19/2024

B
Michigan 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3801 RIDGE ROAD, HIGHLAND, IN 46322
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
3801 RIDGE ROAD, HIGHLAND, IN 46322
Registered with this firm since 1/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/27/2010 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HIGHLAND, IN
B
05/25/2010 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) HIGHLAND, IN
IA
11/24/1999 - 02/18/2010 AXA ADVISORS, LLC (CRD#:6627) FRANKLIN, TN
B
11/03/1995 - 02/18/2010 AXA ADVISORS, LLC (CRD#:6627) FRANKLIN, TN
B
11/03/1995 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
08/29/1994 - 04/12/1995 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
B
08/22/1994 - 08/25/1994 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
08/22/1994 - 08/25/1994 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.