Individual Firm
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John Patrick Ginley
JOHN P GINLEY, JOHN PATRICK GINLEY
CRD#: 2398589
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BRENTVIEW INVESTMENT MANAGEMENT, LLCCRD#: 300409 ONE NORTHFIELD PLAZA
SUITE 522
NORTHFIELD, IL 60093
SUITE 522
NORTHFIELD, IL 60093
0
Disclosures
29
Years of Experience
View By:
State Registrations
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California 1/6/2022
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New York 1/6/2022
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Florida 1/28/2022
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Ohio 1/7/2022
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Illinois 1/6/2022
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Texas 1/6/2022
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Minnesota 1/7/2022
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Washington 2/23/2022
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Registered with this firm since 1/6/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/19/2021 - 02/04/2022 | CHICAGO, IL | |
B | 01/02/2020 - 12/31/2021 | Chicago, IL | |
IA | 12/01/2017 - 12/31/2020 | CHICAGO, IL | |
B | 12/01/2017 - 12/31/2019 | CHICAGO, IL | |
IA | 12/04/2014 - 07/07/2017 | LISLE, IL | |
B | 12/04/2014 - 07/07/2017 | LISLE, IL | |
IA | 12/18/2013 - 11/21/2014 | NORTHBROOK, IL | |
B | 12/18/2013 - 11/21/2014 | NORTHBROOK, IL | |
IA | 09/01/2011 - 10/02/2013 | CHICAGO, IL | |
B | 03/16/1995 - 10/02/2013 | CHICAGO, IL | |
IA | 07/03/2000 - 09/01/2011 | CHICAGO, IL | |
IA | 06/05/2002 - 12/31/2003 | CHICAGO, IL |
NORTHBROOK, IL
12/18/2013 - 11/21/2014
NORTHBROOK, IL
12/18/2013 - 11/21/2014
CHICAGO, IL
06/05/2002 - 12/31/2003
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.