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Detailed Report
DAVID BRIAN GALLAGHER
DAVID GALLAGHER
CRD#: 2398307
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Investment Adviser
VANTAGE WEALTHCRD#: 111324 125 NORTH RAYMOND AVENUE
SUITE 309
PASADENA, CA 91103
Registration History
1995200020052010201520202025IAVANTAGE WEALTH (CRD# 111324)2014 - Present (10 years)IAPENNIALL & ASSOCIATES (CRD# 148282)2010 - 2016 (5 years)IATOP-DOWN DESIGN, INC. (CRD# 134949)1994 - 2010 (16 years)
License(s)

State Registrations

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California 11/21/2014
Current Registration(s)
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VANTAGE WEALTH (CRD#:111324)
125 NORTH RAYMOND AVENUE SUITE 309, PASADENA, CA 91103
Registered with this firm since 11/21/2014
Previous Registration(s)
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 02/19/2010 - 01/15/2016 PENNIALL & ASSOCIATES (CRD#:148282) PASADENA, CA
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 01/07/1994 - 12/31/2010 TOP-DOWN DESIGN, INC. (CRD#:134949) LA CANADA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.