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JAMES ALFRED DUCHARME
JIM DUCHARME
CRD#: 2398250
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 709 S. Harbor City Blvd
Suite 510
Melbourne, FL 32901
Registration History
19952000200520102015202020252 FIRMS1996 - 2019 (23 years)2 FIRMS2019 - Present (5 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1993 - 1996 (3 years)
Disclosure(s)
View By:
5/29/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/10/2022

B
New York 11/7/2019

B
California 1/22/2025

B
North Carolina 11/11/2019

B
Colorado 11/5/2019

B
North Dakota 3/23/2023

B
Connecticut 11/5/2019

B
Ohio 11/13/2019

B
Delaware 5/19/2020

B
Pennsylvania 2/2/2022

B
Florida 10/30/2019

B
South Carolina 6/29/2020

IA
Florida 10/31/2019

B
Texas 11/1/2019

B
Georgia 11/13/2019

IA
Texas 11/5/2019

B
Illinois 10/31/2019

B
Utah 11/4/2019

B
Maryland 11/15/2019

B
Virginia 11/19/2019

B
Massachusetts 1/8/2020

B
Washington 11/14/2019

B
Missouri 8/1/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
709 S. Harbor City Blvd Suite 510, Melbourne, FL 32901
Registered with this firm since 10/31/2019

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
709 S. Harbor City Blvd Suite 510, Melbourne, FL 32901
Registered with this firm since 10/30/2019

Previous Registration(s)
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IA
10/04/1996 - 11/08/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) MELBOURNE, FL
B
10/04/1996 - 11/08/2019 UBS FINANCIAL SERVICES INC. (CRD#:8174) MELBOURNE, FL
B
09/15/1993 - 10/09/1996 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.